What are registration requirements for securities?
All securities offerings have to be registered (for example via IPO) or be exempt by meeting certain rules. Giving your employees stock options is a securities offering.Securities registration exemptions supported by LTSE Equity
Here is a list of exemptions supported by LTSE Equity. All U.S. SEC federal security exemptions are supported. See related articles below for details on each specific exemption.
- Reg A (Tier 1)
- Reg A (Tier 2)
- Reg CF
- Reg D - 504
- Reg D - 505
- Reg D - 506
- Reg D - 506(b)
- Reg D - 506(c)
- Reg S
- Rule 144
- Rule 701
- Section 4(a)(1-1/2)
- Section 4(a)(2)